Thanks for choosing Wealthsimple! If you work at an CIRO firm and they require duplicate statements and/or trade confirmations, your employer's compliance department will need to send us a Compliance Letter stating that they are aware that you hold fully managed discretionary accounts with Wealthsimple. They can indicate that they require duplicate statements and trade confirmations on this letter and our brokerage will forward these statements to their office.

The letter will need to include your account numbers which you can find by following these steps. They are also listed on your Investor Policy Statement. Feel free to have your compliance department include a note that this letter applies for all future accounts as well! This way they do not need to provide another letter if you decide to open more accounts down the road.

Once you have this letter or if you require assistance or have any other questions, please contact us.