If you work at a CIRO firm, your employer's compliance department will need to send us a Compliance Letter. This letter should state:

• That they're aware that you hold fully managed discretionary accounts, chequing and/or self-directed accounts with Wealthsimple
• If duplicate statements and trade confirmations need to be sent to their office

The compliance letter needs to include your account numbers, which you can find using these instructions or in your Investor Policy Statement. When providing the letter, your compliance department can include a note stating that it applies to all future accounts.

Please contact us once you have this letter, or if you require assistance or have any other questions.