Thanks for choosing Wealthsimple! If you work at an CIRO firm, your employer's compliance department will need to send us a Compliance Letter stating that they are aware that you hold fully managed discretionary accounts with Wealthsimple. They may also indicate if duplicate statements and trade confirmations are required to be sent to their office on this letter.

The letter will need to include your account numbers which are listed on the My Documents page of your account under the My account agreements section. They are also listed on your Investor Policy Statement. Feel free to have your compliance department include a note that this letter applies for all future accounts as well! This way they do not need to provide another letter if you decide to open more accounts down the road.

Once you have this letter or if you require assistance or have any other questions, please contact us.